Getting Prepared for the New SEC Cyber Guidelines for RIAs and BDs – Debevoise Information Weblog

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On Tuesday, March 21, 2023, Julie Riewe, Kristin Snyder and Charu Chandrasekhar from our White Collar & Regulatory Protection Group, Jeff Robins from our Banking Group, and Avi Gesser and Erez Liebermann from our Information Technique and Safety Group hosted a webcast discussing the SEC’s proposed cybersecurity guidelines for registered funding advisers and funds, broker-dealers, and different main market individuals and the SEC’s proposed amendments to Reg S-P.

This webcast coated:

  • The SEC’s proposed cybersecurity guidelines for RIAs and BDs and S-P amendments
  • Classes discovered from current SEC cybersecurity exams and enforcement tendencies
  • Preparing for compliance with the principles

If you want to hearken to the on-demand recording, please click here.

The duvet artwork used on this weblog put up was generated by DALL-E.


Creator

Avi Gesser is Co-Chair of the Debevoise Information Technique & Safety Group. His apply focuses on advising main firms on a variety of cybersecurity, privateness and synthetic intelligence issues. He will be reached at agesser@debevoise.com.


Creator

Erez is a litigation accomplice and a member of the Debevoise Information Technique & Safety Group. His apply focuses on advising main companies on a variety of advanced, high-impact cyber-incident response issues and on data-related regulatory necessities. Erez will be reached at eliebermann@debevoise.com


Creator

Julie M. Riewe is a litigation accomplice and a member of Debevoise’s White Collar & Regulatory Protection Group. Her apply focuses on securities-related enforcement and compliance points and inner investigations, and he or she has important expertise with issues involving non-public fairness funds, hedge funds, mutual funds, enterprise growth firms, individually managed accounts and different asset managers. She will be reached at jriewe@debevoise.com.


Creator

Jeffrey L. Robins is a company accomplice and a member of the Debevoise Banking Group. His apply focuses on representing broker-dealers, swap sellers, banks, securities exchanges, trade associations and buy-side establishments in regulatory and transactional issues. He will be reached at jlrobins@debevoise.com.


Creator

Kristin Snyder is a litigation accomplice and member of the agency’s White Collar & Regulatory Protection Group. Her apply focuses on securities-related regulatory and enforcement issues, notably for personal funding corporations and different asset managers.


Creator

Charu A. Chandrasekhar is a litigation counsel based mostly within the New York workplace and a member of the agency’s White Collar & Regulatory Protection Group. Her apply focuses on securities enforcement and authorities investigations, inner investigations and sophisticated business litigation.

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